AdvisorCheck

Pricing - AdvisorCheck Our premium membership brings your more data, more often, and more peace of mind. AdvisorCheck provides objective, comprehensive background checks on financial advisors and a quick and easy advisor background check service for potential investors looking to evaluate their options or reassess their current financial partner.

Want a deeper view of your advisor and their firm this year?

AdvisorCheck Premium adds Firm Stability Insights (AUM, advisor headcount, client trends, disclosures, and more) with biweekly updates direct to your inbox.


Explore AdvisorCheck Premium: www.advisorcheck.com/pricing...

Financial Advisor Monitoring - AdvisorCheck AdvisorCheck's Advisor Monitoring tools allow you to keep up to date with any regulatory or employment changes with your financial advisor.

New year, same advisor. How are you staying informed?

With AdvisorCheck Essentials, you can follow your advisor and get monthly email alerts on job moves, licensing changes, and new disclosures.


See how Monitoring works: www.advisorcheck.com/how-we-...

Financial Advisor Meeting Checklist: What to Bring, Prepare, and Expect - Blog - AdvisorCheck Meeting with a financial advisor is a critical step toward achieving long-term financial security. But the value you get from the financial advisor meeting largely depends on how well you prepare. Fr

Headed into an advisor meeting?

Bring more than your latest statement. A simple checklist (goals, life updates, questions) can turn a quick review into a real strategy session.


Grab the checklist: www.advisorcheck.com/blog/fi...

The new year's a great time to look at your finances, and to understand your financial values.

Start 2026 by clarifying your financial values (security, freedom, generosity, or a combination) then let the goals follow.


Start here: www.advisorcheck.com/blog/wh...

20 Questions to Ask Your Financial Advisor or Wealth Manager During the Interview (and Expert Tips) - Blog - AdvisorCheck Choosing a financial advisor is a major step toward building a secure financial future — but knowing how to evaluate one can feel overwhelming. Many people walk into their first meeting unsure of wha

Walking into an advisor meeting this year?

Ask more than just "How did we do?", including:
- Are you a fiduciary 100% of the time?
- How do you get paid?
- What happens if something changes with you or your firm?


See all 20 questions here: www.advisorcheck.com/blog/20...

A financial advisor isn’t just a stock picker.

Think: long-term thinking partner for taxes, retirement, risk, family goals, and more.

See what advisors actually do behind the scenes: www.advisorcheck.com/blog/wh...

"Do I really need a financial advisor?" isn’t a yes/no question, and you're not alone in asking it.

In this guide, we walk through who benefits most from an advisor, when to get help, and when DIY still works. No pressure, just clarity.

Read more: www.advisorcheck.com/blog/do...

FINRA rules pushed sketchy brokers toward insurance registration: Study Study of financial advisors who dropped FINRA registration displays that many keep insurance licenses after committing misconduct

Great story from Financial Planning on why you should check your advisor's background and credentials before you do business. Worth a read for anyone thinking about a financial advisor, and the study it's based on is worth a dive as well!

www.financial-planning.com/n...

We can’t wait to connect with investors, innovators, and fellow founders at #NEVS2025!

Will we see you there?

#StartupJourney #InnovationCommunity #startups #venturecapital #innovation #founders #VC #networking

Stay ahead of advisor and firm changes.

Premium adds more signal, more often: firm-level trends (AUM, client-to-advisor ratio, new disclosures) and advisor updates right to your inbox, every other Monday. Details: www.advisorcheck.com/pricing...

Financial Advisor Meeting Checklist: What to Bring, Prepare, and Expect - Blog - AdvisorCheck Meeting with a financial advisor is a critical step toward achieving long-term financial security. But the value you get from the financial advisor meeting largely depends on how well you prepare. Fr

Make the first meeting with your advisor count.

This checklist covers prep, documents, and a quick preview of the conversation (goals, risk, fees, next steps) so you know what to expect.

Save for later: www.advisorcheck.com/blog/fi...

What do advisors do beyond investments?
This explainer walks through the full relationship: discovery and goals, risk + plan management, implementation, ongoing monitoring and support.
Save before your first meeting: www.advisorcheck.com/blog/wh...

20 Questions to Ask Your Financial Advisor or Wealth Manager During the Interview (and Expert Tips) - Blog - AdvisorCheck Choosing a financial advisor is a major step toward building a secure financial future — but knowing how to evaluate one can feel overwhelming. Many people walk into their first meeting unsure of wha

Interviewing an advisor? Start with these:
- Are you a fiduciary 100% of the time?
- How are you paid?
- Any disciplinary history?
- What services are included?
- How do you manage risk?
Full list (20 questions and tips to spot red-flags): www.advisorcheck.com/blog/20...

Sharp, Savvy… and Still Unsure: The Confidence Gap is Costing Women Millions  - Blog - AdvisorCheck This guest-authored opinion piece reflects the author's opinion and not necessarily the opinion(s) of AdvisorCheck. If I had a time machine—or, let’s be honest, a genie offering three wishes—I’d a

"When you grow up in a world that subtly (and not-so-subtly) tells you that money isn’t your domain, it’s no surprise if you hesitate to step into the investing arena."
This guest post unpacks the confidence gap and offers 5 practical steps to build confidence www.advisorcheck.com/blog/sh...

Not everyone needs an advisor all the time.

But if your taxes got complex, you're facing a big life change, your goals feel fuzzy, or markets drive impulse moves, this checklist can help you decide objectively. www.advisorcheck.com/blog/do...

New: AdvisorCheck Premium.
Advanced Monitoring delivers biweekly alerts and Firm Stability Insights (AUM trends, client growth, advisor retention, and more) so members see changes and understand why they matter without digging.
Learn more: www.advisorcheck.com/how-we-...

Financial Advisor Meeting Checklist: What to Bring, Prepare, and Expect - Blog - AdvisorCheck Meeting with a financial advisor is a critical step toward achieving long-term financial security. But the value you get from the financial advisor meeting largely depends on how well you prepare. Fr

Walking into an advisor meeting? It shouldn't feel like a leap of faith.

Go in with goals, docs, and questions. Treat it as a conversation, not a lecture. Afterwards, confirm next steps + monitor changes with AdvisorCheck.


Full meeting checklist: www.advisorcheck.com/blog/fi...

An RIA’s fiduciary duty means advice centered on your goals, not commissions. Registration happens at the SEC (>$100M AUM) or at the state level (<$100M). Verify before you hire to stay confident and in control.

Meeting with an advisor for the first time? Start with these questions.

Financial Advisor Types: IAR, RR, DRR, CFP, CPWA, CLU, CIMA, ChFC, AIF, CDFA… Who Are They for and What Do They Mean? - Blog - AdvisorCheck When it comes to planning out your finances, having a financial advisor could be the most important aspect of whether or not you will be able to achieve the goals you have set forth for yourself.

IAR vs. RR? CFP® vs. CPWA? Here’s how advisor registrations + designations map to your needs, so you can hire with confidence.

www.advisorcheck.com/blog/fi...

What Really Is a Financial Advisor? Stockbroker, Insurance Salesperson, Tax Advisor, or Estate Planner? - Blog - AdvisorCheck Many people have the misconception that the only way they’re going to be able to buy a home, splurge on luxuries like a boat, pay for their children’s college or achieve anything beyond their current

Financial advisors wear different hats.

Learn the difference so you hire for the job you actually need: planning, products, or both.

Plus a little history on how the advisory industry got here!

www.advisorcheck.com/blog/is...

“Do I actually need a financial advisor?”

If your life just got more complex, or you want less money stress, this guide helps you decide.


Clear questions, next steps, things to consider. www.advisorcheck.com/blog/do...

How Do I Know If My Financial Advisor Is Doing a Good Job Each Year? - Blog - AdvisorCheck You're probably familiar with annual performance reviews at work. This is a time when your manager will sit down with you to discuss your performance over the past year. They'll talk about your stren

How's your advisor doing? It's more than portfolio performance. Check: fees paid, fair benchmark of performance, risk fit, services delivered, and communication.

Then review disclosures & public info.

Full guide: www.advisorcheck.com/blog/ho...

Financial Advisor vs. Financial Planner: What’s the Difference, and Who Should You Hire?  - Blog - AdvisorCheck As your income and net worth grow, so does the complexity of your financial life and the impact of each decision you make. From investing and tax planning to retirement and estate strategies, having

Advisor vs. planner: what’s the real difference?
This explainer breaks down roles, typical services, and the questions that keep you in control so you can choose with confidence.
www.advisorcheck.com/blog/fi...

Align your money with what matters.
When your plan mirrors your values, confidence follows naturally. This guide shows how to get started turning values into goals, and goals into a values-based plan.
Read the guide: www.advisorcheck.com/blog/wh...

Financial Advisor Meeting Checklist: What to Bring, Prepare, and Expect - Blog - AdvisorCheck Meeting with a financial advisor is a critical step toward achieving long-term financial security. But the value you get from the financial advisor meeting largely depends on how well you prepare. Fr

Heading into your first meeting with an advisor?
Here's what to bring, how to organize it, questions that surface real trade-offs, and the red flags to note.
It's your time and your money, get the answers you need to make your decision.
Read the guide: www.advisorcheck.com/blog/fi...

Want a better advisor match? Start with what matters to you.
Security? Growth? Helping others? Avoiding risk?
Your financial values are the foundation. Here’s how to find them:
www.advisorcheck.com/blog/wh...

Should you hire a Financial Advisor?
If your financial life feels too complex, your goals are unclear, or you simply want a trusted expert by your side, working with a financial advisor can be one of the smartest decisions you make.
Get help deciding: www.advisorcheck.com/blog/do...

Your financial values = your money compass.

Before hiring an advisor, learn what your values are, and how to make sure your advisor aligns.
www.advisorcheck.com/blog/wh...

Pricing - AdvisorCheck Our premium membership brings your more data, more often, and more peace of mind. AdvisorCheck provides objective, comprehensive background checks on financial advisors and a quick and easy advisor background check service for potential investors looking to evaluate their options or reassess their current financial partner.

Advanced Monitoring includes:

✅ Biweekly monitoring
✅ Firm data like AUM & leadership changes
✅ Clear explainers, no jargon

And more on the way with AdvisorCheck Premium.

Get it here: www.advisorcheck.com/pricing...